CBE Capital is seeking talented, experienced, and highly motivated leader to join the growing investment banking and brokerage practices as a Chief Compliance Officer (CCO).
| Position Title | Chief Compliance Officer (CCO) |
| Company | CBE Capital Investment Bank |
| Location | Ethiopia |
| Experience Required | Minimum 7 years in financial services compliance/risk management |
| Reporting To | Board of Directors (with close collaboration with Senior Management) |
| Contact Email | hr@cbecapitalsc.com |
About CBE Capital
CBE Capital is Ethiopia’s pioneer investment bank offering innovative, client-focused financial solutions. We empower regional businesses and individuals through comprehensive investment banking services, including Mergers & Acquisitions (M&A), debt and equity financing, corporate banking, and trading. Our team combines global finance expertise with deep Ethiopian market knowledge to drive sustainable economic growth while offering exposure to industry leaders and institutions.
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Role Overview
In this pivotal role, you will ensure that CBE Capital strictly complies with all applicable Ethiopian financial regulations, securities laws, and industry standards. This position involves developing and overseeing compliance programs, monitoring regulatory shifts, and promoting ethical business practices while effectively minimizing legal and compliance risks.
Key Responsibilities
1. Regulatory Compliance
- Primary Liaison: Serve as the core point of contact for regulatory agencies and manage all compliance reporting.
- Regulatory Oversight: Monitor and ensure absolute compliance with Ethiopian regulatory requirements, including Government Proclamations.
- Framework Adherence: Oversee alignment with guidelines set by the Ethiopian Capital Markets Authority (ECMA), the Ethiopian Securities Exchange (ESX), and the Central Securities Depository (CSD).
- Industry Tracking: Stay continuously updated on evolving laws, regulations, and industry standards impacting investment banking and brokerage operations.
2. Policy Development & Implementation
- Internal Frameworks: Develop, review, and update internal compliance policies and procedures to align with global best practices and local regulatory requirements.
- Training & Communication: Ensure all employees are thoroughly educated on and adhere to internal compliance policies.
- Corrective Actions: Investigate compliance violations directly and implement robust corrective workflows.
3. Ethics, Integrity, & Culture
- Ethical Leadership: Actively promote a workplace culture rooted in ethics and integrity.
- Issue Resolution: Promptly investigate and resolve compliance-related issues, including internal/external breaches and complaints.
4. Risk Management
- Risk Mitigation: Identify, assess, and mitigate complex compliance risks across all functional areas of the organization.
- Audits & Assessments: Conduct regular compliance reviews, risk assessments, and internal audits.
- Strategic Advisory: Work closely with senior management to advise on practical risk mitigation strategies.
5. Monitoring & Reporting
- Executive Reporting: Prepare and deliver comprehensive, data-driven compliance reports to senior management and the Board of Directors.
6. AML and CTF Programs
- Financial Crime Prevention: Implement and monitor specialized Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) programs.
- Due Diligence: Conduct strict due diligence checks on clients and financial transactions.
7. Stakeholder Engagement
- External Relations: Liaise smoothly with external auditors, regulatory bodies, and legal stakeholders.
- Cross-Departmental Support: Provide continuous guidance and compliance support to internal departments.
Qualifications & Experience
- Education: Bachelor’s degree in Law, Finance, Business Administration, or a closely related field. A Master’s degree or relevant professional certification (e.g., Certified Compliance Officer) is considered a strong advantage.
- Work Experience: Minimum of 7 years of professional experience in compliance, risk management, or an equivalent regulatory role within financial services. Direct experience in a brokerage or investment banking environment is highly preferred.
- Regulatory Expertise: In-depth knowledge of Ethiopian financial frameworks, specifically the Capital Markets Proclamation, ECMA guidelines, and local AML/CTF laws.
- Preferred Certifications: Credentials like CAMS (Certified Anti-Money Laundering Specialist) or equivalent industry certifications are a plus.
- Core Competencies: Exceptional leadership skills, sharp ethical judgment, policy development experience, and top-tier problem-solving capabilities. Must possess excellent writing, communication, and interpersonal skills to collaborate across all organizational levels.
How to Apply
Are you ready to shape the future of investment banking compliance in Ethiopia?
Interested candidates are invited to submit their CV and a tailored cover letter via email to: 📧 hr@cbecapitalsc.com
⚠️ Important: You must use the exact phrase “Chief Compliance Officer Application” as your email subject line to ensure proper routing.